FSA v McInroy & Wood Limited 15/11/11
Location: Case TypesFinancial Services    
Posted by: Law Brief Publishing 05/01/2012 19:16
The FSA fined McInroy & Wood Limited a discretionary investment management firm £15,050 for breaching both Principle 10 of the FSA's Principles for Businesses and the FSA's client money rules contained in the Client Assets sourcebook.
Court: United Kingdom Tribunals (England and Wales)
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